DFX Intelligence
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Registered advisor
T••••• W•••••• H••••
Feed of 09/14/2026
Also filed as T•• H••••••••• W•••••• H••••
At current firm
17 y
since Feb 9, 2009
In the industry
36 y
since Jul 5, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Feb 9, 2009 · Anaheim Hills, Ca
- O•••• W•••••• I••• BD affiliatedApr 28, 2008 to Feb 11, 2009 · Anaheim Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C••••••••• F•••••••• N••••••left Feb 11, 2009, registered Feb 9, 2009 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address