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Registered advisor
M•••• E•••••••• B•••••
Feed of 09/14/2026
Also filed as M•••• B••••• O••••••••• B• O••••••••• E•••••••• B• B••••••••• E•••••••• B••••••••• E•••••••• E•••••••• B•••••
At current firm
14 y
since Jun 20, 2012
In the industry
29 y
since Mar 7, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 20, 2012 · Savannah, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 16, 2011 to May 21, 2012 · Savannah, Ga
- S•••••• N••••••• • C••••••• I••••••••• national BDSep 25, 2009 to Mar 12, 2010 · Savannah, Ga
- U•• F•••••••• S••••••• I••• wirehouseMar 24, 2003 to Sep 25, 2009 · Savannah, Ga
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left May 21, 2012, registered Jun 20, 2012 (30 days) · Wirehouse to wirehouse
- S•••••• N••••••• • C••••••• I••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 12, 2010, registered May 16, 2011 (430 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 25, 2009, registered Sep 25, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address