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Registered advisor

P•••• J••• H•••••

P••• A••••• S••••••••• L••BD affiliatedNewtown Center, Ma dual registrantIAPD 1820767
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as P•••• J••• H••••••••• J• H••••••••• J• H•••••
At current firm
1 y
since Jan 15, 2025
In the industry
36 y
since Jul 2, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • L•••••• F•••••••• D••••••••• I••• unclassified
    Jun 29, 2004 to Sep 30, 2008 · Mansfield, Ma
  • V••••••• I••••••••• A•••••••• I••• unclassified
    Aug 20, 2003 to Dec 19, 2003 · Waltham, Ma
Moves
a registration end followed by a registration begin elsewhere
  • L•••••• F•••••••• D••••••••• I••• to P••• A••••• S••••••••• L••
    left Sep 30, 2008, registered Jan 15, 2025 (5951 days) · Other
  • V••••••• I••••••••• A•••••••• I••• to L•••••• F•••••••• D••••••••• I•••
    left Dec 19, 2003, registered Jun 29, 2004 (193 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
36derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address