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Registered advisor
S•••••• W•••• B••• S•
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedPort St. Lucie, Fl dual registrantIAPD 1829331
Feed of 09/14/2026
Also filed as S•••••• W•••• B••••••••• W•••• B•••
At current firm
5 y
since Apr 23, 2021
In the industry
38 y
since Jul 25, 1988 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 23, 2021 · Virginia Beach, Va
- O•••• F•• I••• formerDec 8, 2015 to Apr 27, 2021 · Virginia Beach, Va
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 27, 2021, registered Apr 23, 2021 (-4 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address