DFX Intelligence
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Registered advisor
A••• R••••• O••••
Feed of 09/14/2026
Also filed as A••• O••••
At current firm
3 y
since Apr 7, 2023
In the industry
38 y
since Jun 1, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Apr 7, 2023 · Ocklawaha, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 8, 2013 to Jun 14, 2021 · Greenville, Sc
- E•••••••• A•••••••• L•• national BDJul 14, 2009 to Feb 8, 2013 · Centreville, Md
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 5, 2003 to Jul 24, 2009 · Greenville, Sc
- L••• M•••• W••• W•••••• I••••••••• unclassifiedJun 20, 2000 to Jun 23, 2003 · Alexandria, Va
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 14, 2021, registered Apr 7, 2023 (662 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to V••• F•••••••• A•••••••• I•••left Feb 8, 2013, registered Feb 8, 2013 (0 days) · Other
- V••• F•••••••• A•••••••• I••• to E•••••••• A•••••••• L••left Jul 24, 2009, registered Jul 14, 2009 (-10 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to V••• F•••••••• A•••••••• I•••left Jun 23, 2003, registered Sep 5, 2003 (74 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address