DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

C•••••• P•••• B••••

C••••••••• F•••••••• N••••••national BDBeverly, Ma dual registrantIAPD 1833265
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
26 y
since Sep 7, 2000
In the industry
38 y
since Feb 1, 1988 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • C•••••• F•••••••• A••••••• unclassified
    Jun 1, 2004 to Dec 31, 2019 · Wellesley, Ma
Moves
a registration end followed by a registration begin elsewhere
  • C•••••• F•••••••• A••••••• to no registered destination
    left Dec 31, 2019 · Departure, no registered destination
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
38derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address