DFX Intelligence
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Registered advisor
F•••• R• L•••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as F•••• R• L••••••••• R••••• L•••••••
At current firm
23 y
since Jan 22, 2003
In the industry
38 y
since Aug 5, 1988 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
15
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jan 22, 2003 · Ridgewood, Nj
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address