DFX Intelligence
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Feed of 09/15/2026
Also filed as S•••••• A••••
At current firm
17 y
since Jun 1, 2009
In the industry
23 y
since Sep 19, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 1, 2009 · Aventura, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 17, 2005 to Jun 1, 2009 · Peoria, Il
- M••••• S•••••• D• I••• unclassifiedOct 28, 2003 to Jun 21, 2005 · Peoria, Il
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Jun 21, 2005, registered Jun 17, 2005 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address