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Registered advisor
R••••• T••••••• K•••••••
Feed of 09/14/2026
Also filed as R••••• T• K••••••••• K••••••••• K•••••••
At current firm
10 y
since Sep 29, 2015
In the industry
38 y
since Jul 28, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 29, 2015 · Austin, Tx
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Oct 12, 2015 · Austin, Tx
- P••••••••• E••••• G••••• L•• unclassifiedMay 4, 2001 to Jul 1, 2003 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 12, 2015, registered Sep 29, 2015 (-13 days) · Wirehouse to wirehouse · moved with a team
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address