DFX Intelligence
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Registered advisor
M•••••• J••••• P•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
10 y
since Sep 9, 2016
In the industry
38 y
since Aug 29, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 9, 2016 · Lake Worth, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 29, 2004 to Jan 11, 2006 · West Palm Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 1, 2003 to Oct 5, 2004 · Greensboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to T••••• A••••••• S•••••••• I•••left Jan 11, 2006, registered Sep 9, 2016 (3894 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Oct 5, 2004, registered Oct 29, 2004 (24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address