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M••• F••••••• L••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Salt Lake City, Ut IAPD 1873046
As of · the IAPD feed; also filed as M••• F• L••••
- At current firm
- 12 y
- In the industry
- 37 y
- Prior registered firms
- 4
- Signals
- 0
since May 15, 2014
As of · the IAPD feed; also filed as M••• F• L••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 15, 2014 · Salt Lake City, Ut
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 23, 2014 · Salt Lake City, Ut
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Salt Lake City, Ut
- M••••• S•••••• D• I••• unclassifiedDec 2, 2005 to Apr 2, 2007 · Salt Lake City, Ut
- Z•••• D•••••• I••• unclassifiedMar 7, 1995 to Dec 2, 2005 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 23, 2014, registered May 15, 2014 (22 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- Z•••• D•••••• I••• to M••••• S•••••• D• I•••left Dec 2, 2005, registered Dec 2, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address