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Registered advisor
A••••• C••••• G•••
Feed of 09/14/2026
Also filed as A•• G••••••••• C• G••••••• G••••••••• C••••• G•••
At current firm
6 y
since Jul 15, 2020
In the industry
37 y
since Sep 27, 1988 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jul 15, 2020 · Nashville, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 28, 2014 to Jul 17, 2020 · Houston, Tx
- R•••••• J•••• • A••••••••• I••• national BDJun 14, 2006 to Sep 4, 2014 · Nashville, Tn
- S••••••• I••••••••• S•••••••• I••• formerJun 28, 2005 to Jun 15, 2006 · Nashville, Tn
- T••••• S••••••••• I••• unclassifiedFeb 13, 2003 to Jul 15, 2005 · Nashville, Tn
- W•••• F•••• A••••••• wirehouseOct 1, 1999 to Feb 21, 2003 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jul 17, 2020, registered Jul 15, 2020 (-2 days) · Wirehouse to wirehouse
- R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 4, 2014, registered Aug 28, 2014 (-7 days) · Affiliated broker-dealer or bank to wirehouse
- S••••••• I••••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jun 15, 2006, registered Jun 14, 2006 (-1 days) · Other
- T••••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jul 15, 2005, registered Jun 28, 2005 (-17 days) · Other
- W•••• F•••• A••••••• to T••••• S••••••••• I•••left Feb 21, 2003, registered Feb 13, 2003 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address