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Registered advisor
R••••• W•••• J••••
Feed of 09/14/2026
Also filed as R•• J•••••••• J••••
At current firm
14 y
since Aug 2, 2012
In the industry
37 y
since Apr 18, 1989 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 2, 2012 · Wichita, Ks
- S•••••• N••••••• • C••••••• I••••••••• national BDFeb 15, 1999 to Aug 2, 2012 · Wichita, Ks
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Aug 2, 2012, registered Aug 2, 2012 (0 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address