DFX Intelligence
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C••• J••••• H•••••••••
Certified Financial Planner
As of · the IAPD feed
- At current firm
- 24 y
- In the industry
- 37 y
- Prior registered firms
- 1
- Signals
- 0
since Feb 15, 2002
As of · the IAPD feed
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Feb 15, 2002 · Nashua, Nh
- A•••• F••••••••• L•• unclassifiedFeb 26, 2008 to Dec 31, 2017 · Nashua, Nh
Moves
a registration end followed by a registration begin elsewhere
- A•••• F••••••••• L•• to no registered destinationleft Dec 31, 2017 · Departure, no registered destination
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address