DFX Intelligence
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Registered advisor
J•• R•••••• T••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
14 y
since Sep 30, 2011
In the industry
37 y
since Jul 6, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Sep 30, 2011 · Glastonbury, Ct
- S••••••••• A•••••• A•••••••• I••• formerSep 7, 2005 to Sep 30, 2011 · Glastonbury, Ct
- C••••••••• F•••••••• N•••••• national BDOct 17, 2001 to Sep 9, 2005 · Glastonbury, Ct
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Sep 30, 2011, registered Sep 30, 2011 (0 days) · Other
- C••••••••• F•••••••• N•••••• to S••••••••• A•••••• A•••••••• I•••left Sep 9, 2005, registered Sep 7, 2005 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address