DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
S•••• M• M•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as S•••• M• M••••••••• M•••••• M•••••
At current firm
18 y
since Apr 10, 2008
In the industry
37 y
since Mar 27, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Apr 10, 2008 · Boca Raton, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedAug 1, 2005 to Feb 27, 2008 · Fort Lauderdale, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDNov 14, 1995 to Jul 11, 2005 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Feb 27, 2008, registered Apr 10, 2008 (43 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jul 11, 2005, registered Aug 1, 2005 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address