DFX Intelligence
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Registered advisor
G••••• A•• B•••••••
Feed of 09/14/2026
Also filed as G••••• A• B•••••••
At current firm
8 y
since Sep 29, 2017
In the industry
37 y
since Jun 16, 1989 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••••••• I••••••••• A••••••• independent RIA currentsince Sep 29, 2017 · Wichita Falls, Tx
- H•••••• R• S•••• I••••••••• unclassifiedMar 20, 2003 to Apr 12, 2006 · Wichita Falls, Tx
Moves
a registration end followed by a registration begin elsewhere
- H•••••• R• S•••• I••••••••• to M••••••••• I••••••••• A•••••••left Apr 12, 2006, registered Sep 29, 2017 (4188 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address