DFX Intelligence

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M••••••••• I••••••••• A•••••••

Independent wealth managerSEC-registered· Wichita Falls, Texas

Independent wealth manager, based in Wichita Falls, Texas, reporting $146M of regulatory assets across 2 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-04-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $146M
Advisors: 2
Net advisor flow, 12 months: 0
RAUM change, 1 year: +12%
Private clients: 97%

See where advisers went See teams that moved

Advisors (2)Where the RAUM sits

As of 2026-04-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

+12.2%
RAUM, one year
RAUM $130M to $146M (+12.2%) on the Form ADV filed 30 Apr 2026, while advisors on the filing held at 2.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 165094 · SEC 801-77019 · 19 filingsShow

CRD 165094SEC 801-77019Legal name M••••••••• A••••••• I• L••First filing on the tape Aug 3, 2012, latest Apr 30, 2026SEC status approved since Aug 15, 2012IAPD

RAUM

$146M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

97%

$142M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$73.0M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

19 filings and snapshots on the tape

RAUM +11% a year over three years · the tape starts Aug 3, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$146M as of Apr 30, 2026

Apr 4, 2013$202M then

HNW client RAUM$109M as of Apr 30, 2026

Mar 29, 2018$80.9M then

State-registered IARs (5.B.3)2 as of Apr 30, 2026

Apr 4, 20132 then

Employees (5.A)3 as of Apr 30, 2026

Apr 4, 20133 then

Private funds: no history

RAUM +12% over the last fiscal year+11% a year over threeIARs 2 to 2

Practice profile

derived from the filing of Apr 30, 2026; every figure names its basis

Archetypes

The rule behind each archetype, and every derived figure2 rulesShow

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $73.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 35derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.9MderivedHNW RAUM over HNW clients
Average account: $2.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 2.0derived1 office incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -2.8%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, publicationsreportedItem 5.G
Ownership: controlled by a public reporting companyderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
controlled by a public reporting company (10.A)

Where the RAUM sits

Form ADV Item 5.D, latest filing

75% high-net-worth individuals, 23% individuals, and 1 other client type

The breakdown by client type, and the client counts3 client typesShow

High-net-worth individuals$109M75%
Individuals$32.9M23%
Charitable organizations$3.9M2.6%

Individual clients: 42reported
HNW clients: 28reported
Pension plan clients: n/areported
Charitable clients: 1reported
Accounts: 71reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: RAUM: 97% private clients, 0% pooled funds, 3% institutions; no related broker-dealer; no related bankderived

Advisor movement

0 left over 36 months

0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount

Left, latest

none on the tape

Joined, latest

G••••• A•• B••••••• from H•••••• R• S•••• I•••••••••
Sep 29, 2017 · Other

Every departure Every arrival

Advisors registered through the firm

2 on IAPD today; the longest tenured first

Name	Branch	Here since	In industry	Prior firms
G••••• A•• B•••••••	Wichita Falls, Tx	Sep 29, 2017	37 y	1
J•••••• B•••• H••••••	Wichita Falls, Tx	Apr 24, 2023	12 y	1

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B•••••••• G•••••• A•• · Owner/Ccocontrol
since 10/2018 · owns 75% or more
F•••• J•••• J•••• · Partial Ownercontrol
since 07/2012 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Wichita Falls, Tx · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 73 to 71
Apr 3, 2025 to Apr 30, 2026
HNW clients · 27 to 28
Apr 3, 2025 to Apr 30, 2026
Individual clients · 45 to 42
Apr 3, 2025 to Apr 30, 2026
Discretionary RAUM · $130M to $146M
Apr 3, 2025 to Apr 30, 2026
HNW RAUM · $96.1M to $109M
Apr 3, 2025 to Apr 30, 2026

Full history · 80 changes

Individual RAUM · $29.8M to $32.9M
Apr 3, 2025 to Apr 30, 2026
RAUM · $130M to $146M
Apr 3, 2025 to Apr 30, 2026
Accounts · 76 to 73
Mar 19, 2024 to Apr 3, 2025
Individual clients · 48 to 45
Mar 19, 2024 to Apr 3, 2025
Financial planning clients · 0 to 0
Mar 19, 2024 to Apr 3, 2025
Discretionary RAUM · $114M to $130M
Mar 19, 2024 to Apr 3, 2025
HNW RAUM · $84.6M to $96.1M
Mar 19, 2024 to Apr 3, 2025
Individual RAUM · $25.1M to $29.8M
Mar 19, 2024 to Apr 3, 2025
RAUM · $114M to $130M
Mar 19, 2024 to Apr 3, 2025
Accounts · 69 to 76
Feb 15, 2023 to Mar 19, 2024
Charity clients · unset to 1.0
Feb 15, 2023 to Mar 19, 2024
HNW clients · 24 to 27
Feb 15, 2023 to Mar 19, 2024
Individual clients · 44 to 48
Feb 15, 2023 to Mar 19, 2024
Financial planning clients · unset to 0
Feb 15, 2023 to Mar 19, 2024
Discretionary RAUM · $106M to $114M
Feb 15, 2023 to Mar 19, 2024
HNW RAUM · $72.9M to $84.6M
Feb 15, 2023 to Mar 19, 2024
Individual RAUM · $28.4M to $25.1M
Feb 15, 2023 to Mar 19, 2024
RAUM · $106M to $114M
Feb 15, 2023 to Mar 19, 2024
Accounts · 89 to 69
Mar 23, 2022 to Feb 15, 2023
HNW clients · 26 to 24
Mar 23, 2022 to Feb 15, 2023
Individual clients · 62 to 44
Mar 23, 2022 to Feb 15, 2023
Discretionary RAUM · $122M to $106M
Mar 23, 2022 to Feb 15, 2023
HNW RAUM · $92.3M to $72.9M
Mar 23, 2022 to Feb 15, 2023
Individual RAUM · $24.2M to $28.4M
Mar 23, 2022 to Feb 15, 2023
RAUM · $122M to $106M
Mar 23, 2022 to Feb 15, 2023
Accounts · 143 to 89
Mar 24, 2021 to Mar 23, 2022
HNW clients · 29 to 26
Mar 24, 2021 to Mar 23, 2022
Individual clients · 114 to 62
Mar 24, 2021 to Mar 23, 2022
Discretionary RAUM · $110M to $122M
Mar 24, 2021 to Mar 23, 2022
HNW RAUM · $91.4M to $92.3M
Mar 24, 2021 to Mar 23, 2022
Individual RAUM · $18.7M to $24.2M
Mar 24, 2021 to Mar 23, 2022
RAUM · $110M to $122M
Mar 24, 2021 to Mar 23, 2022
Accounts · 91 to 143
Jun 29, 2020 to Mar 24, 2021
HNW clients · 26 to 29
Jun 29, 2020 to Mar 24, 2021
Individual clients · 65 to 114
Jun 29, 2020 to Mar 24, 2021
Discretionary RAUM · $106M to $110M
Jun 29, 2020 to Mar 24, 2021
HNW RAUM · $79.7M to $91.4M
Jun 29, 2020 to Mar 24, 2021
Individual RAUM · $26.5M to $18.7M
Jun 29, 2020 to Mar 24, 2021
RAUM · $106M to $110M
Jun 29, 2020 to Mar 24, 2021
Accounts · 73 to 91
Mar 29, 2019 to Mar 31, 2020
Advisory activities · 4 to 3
Mar 29, 2019 to Mar 31, 2020
Individual clients · 47 to 65
Mar 29, 2019 to Mar 31, 2020
Financial planning clients · 0 to unset
Mar 29, 2019 to Mar 31, 2020
Other offices · 2 to 0
Mar 29, 2019 to Mar 31, 2020
Discretionary RAUM · $108M to $106M
Mar 29, 2019 to Mar 31, 2020
HNW RAUM · $74.3M to $79.7M
Mar 29, 2019 to Mar 31, 2020
Individual RAUM · $33.4M to $26.5M
Mar 29, 2019 to Mar 31, 2020
RAUM · $108M to $106M
Mar 29, 2019 to Mar 31, 2020
Accounts · 74 to 73
Oct 16, 2018 to Mar 29, 2019
HNW clients · 27 to 26
Oct 16, 2018 to Mar 29, 2019
Insurance-licensed employees · 1 to 0
Oct 16, 2018 to Mar 29, 2019
HQ city · FORT WORTH to WICHITA FALLS
Oct 16, 2018 to Mar 29, 2019
Discretionary RAUM · $118M to $108M
Oct 16, 2018 to Mar 29, 2019
HNW RAUM · $80.9M to $74.3M
Oct 16, 2018 to Mar 29, 2019
Individual RAUM · $37.0M to $33.4M
Oct 16, 2018 to Mar 29, 2019
RAUM · $118M to $108M
Oct 16, 2018 to Mar 29, 2019
Accounts · 277 to 74
Mar 29, 2017 to Mar 29, 2018
Advisory activities · 3 to 4
Mar 29, 2017 to Mar 29, 2018
HNW clients · unset to 27.0
Mar 29, 2017 to Mar 29, 2018
Individual clients · unset to 47.0
Mar 29, 2017 to Mar 29, 2018
Other offices · unset to 2.0
Mar 29, 2017 to Mar 29, 2018
Discretionary RAUM · $124M to $118M
Mar 29, 2017 to Mar 29, 2018
HNW RAUM · unset to 80864800.0
Mar 29, 2017 to Mar 29, 2018
Individual RAUM · unset to 37002566.0
Mar 29, 2017 to Mar 29, 2018
RAUM · $124M to $118M
Mar 29, 2017 to Mar 29, 2018
Accounts · 246 to 277
May 31, 2016 to Mar 29, 2017
Discretionary RAUM · $140M to $124M
May 31, 2016 to Mar 29, 2017
RAUM · $140M to $124M
May 31, 2016 to Mar 29, 2017
Accounts · 264 to 246
Feb 10, 2015 to May 31, 2016
Discretionary RAUM · $208M to $140M
Feb 10, 2015 to May 31, 2016
RAUM · $208M to $140M
Feb 10, 2015 to May 31, 2016
Accounts · 252 to 264
Mar 7, 2014 to Feb 10, 2015
Discretionary RAUM · $205M to $208M
Mar 7, 2014 to Feb 10, 2015
RAUM · $205M to $208M
Mar 7, 2014 to Feb 10, 2015
Accounts · 290 to 252
Apr 4, 2013 to Mar 7, 2014

Signals

3 dated events

••• Locked
Apr 30, 2026 · Control person left · inference
••• Locked
Aug 3, 2012 · Succession (Item 4) · fact
••• Locked
Aug 3, 2012 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Apr 30, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $73.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026