DFX Intelligence
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Registered advisor
W••••• S•••••• L••
Feed of 09/14/2026
Also filed as W••••• S•••••• L••
At current firm
10 y
since Sep 20, 2016
In the industry
37 y
since Aug 16, 1989 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 20, 2016 · Atlanta, Ga
- T••••• S••••••••• I••• unclassifiedMar 24, 2003 to Jun 30, 2005 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- T••••• S••••••••• I••• to T••••• A••••••• S•••••••• I•••left Jun 30, 2005, registered Sep 20, 2016 (4100 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address