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Registered advisor
C••••••• J•••• B••••••••
Feed of 09/14/2026
Also filed as J•• B••••••••• J•••• B••••••••• B••••••••• J•••• B••••••••• J• B••••••••• J• B••••••••
At current firm
17 y
since Feb 23, 2009
In the industry
32 y
since Nov 5, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 23, 2009 · Riverside, Ca
- M••••• S•••••• • C•• L•• unclassifiedNov 14, 2008 to Feb 19, 2009 · Ontario, Ca
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Nov 17, 2008 · Pasadena, Ca
- P••••••••• E••••• G••••• L•• unclassifiedJan 7, 2003 to Jul 1, 2003 · Pasadena, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 1, 2000 to Jan 15, 2003 · Riverside, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••left Feb 19, 2009, registered Feb 23, 2009 (4 days) · Other
- W•••• F•••• A••••••• to M••••• S•••••• • C•• L••left Nov 17, 2008, registered Nov 14, 2008 (-3 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to P••••••••• E••••• G••••• L••left Jan 15, 2003, registered Jan 7, 2003 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address