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Registered advisor
L•••• L••• M•••••••••
Feed of 09/14/2026
Also filed as L•••• L••• M••••••••• M••••••••• L• M••••••••• L• H••••••••• L• M••••••••• M••••• B••••••••
At current firm
6 y
since Aug 11, 2020
In the industry
37 y
since Jun 30, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 11, 2020 · Davidson, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 9, 2010 to Aug 12, 2020 · Toledo, Oh
- W•••• F•••• A••••••• wirehouseSep 19, 2001 to Apr 12, 2010 · Toledo, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Aug 12, 2020, registered Aug 11, 2020 (-1 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 12, 2010, registered Apr 9, 2010 (-3 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address