DFX Intelligence
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Registered advisor
G•••••• D•••• V•••••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as G••• V•••••••••
At current firm
7 y
since Jul 8, 2019
In the industry
37 y
since Aug 3, 1989 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jul 8, 2019 · Orlando, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDNov 1, 2010 to Jul 12, 2019 · Orlando, Fl
- D•••••• F•••••••• G•••• unclassifiedFeb 16, 2010 to Nov 23, 2010 · Orlando, Fl
- L•• F•••••••• L•• BD affiliatedJul 11, 2007 to Nov 9, 2010 · Orlando, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDAug 28, 1989 to Jul 5, 2007 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jul 12, 2019, registered Jul 8, 2019 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- D•••••• F•••••••• G•••• to A••••••••• F•••••••• S•••••••• L••left Nov 23, 2010, registered Nov 1, 2010 (-22 days) · Other
- L•• F•••••••• L•• to D•••••• F•••••••• G••••left Nov 9, 2010, registered Feb 16, 2010 (-266 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jul 5, 2007, registered Jul 11, 2007 (6 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address