DFX Intelligence
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Registered advisor
T••••• G••••• F••••
Feed of 09/15/2026
Also filed as T••••• F••••
At current firm
5 y
since Apr 22, 2021
In the industry
33 y
since Apr 16, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Apr 22, 2021 · Manhasset, Ny
- S•••••••• A••••••• L•• national BDOct 12, 2005 to Feb 23, 2007 · Garden City, Ny
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Feb 23, 2007, registered Apr 22, 2021 (5172 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address