DFX Intelligence
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Registered advisor
E••• M•••••• B•••••
Feed of 09/14/2026
Also filed as E••• M• B••••••••• B•••••
At current firm
3 y
since Jun 26, 2023
In the industry
37 y
since Aug 25, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 26, 2023 · Nibley, Ut
- O•••• W•••••• I••• BD affiliatedJan 30, 2004 to Jun 26, 2023 · South Jordan, Ut
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 30, 2002 to Feb 10, 2004 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Jun 26, 2023, registered Jun 26, 2023 (0 days) · Affiliated broker-dealer or bank to another
- V•••• F•••••••• A•••••••• I••• to O•••• W•••••• I•••left Feb 10, 2004, registered Jan 30, 2004 (-11 days) · Other
Signals
- ••• LockedJun 26, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address