DFX Intelligence
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Registered advisor
R•••••• J• P••••••
Feed of 09/14/2026
Also filed as R•• P••••••••• J••• P••••••••• J••• P••••••••• J• P••••••••• P••••••
At current firm
1 y
since Mar 31, 2025
In the industry
36 y
since Mar 9, 1990 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Key Biscayne, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerDec 20, 2021 to Mar 31, 2025 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 6, 2020 to Nov 12, 2021 · West Palm Beach, Fl
- T• A••••••••• I••• formerJul 11, 2018 to Oct 7, 2020 · Vero Beach, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 20, 2018 to Oct 7, 2020 · Vero Beach, Fl
- U•• I••••••••• I••• unclassifiedMar 29, 2006 to Jul 17, 2008 · New York, Ny
All 6 prior registrationsShow fewer
- T• A••••••••• I••• formerJun 27, 2003 to Mar 16, 2006 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 12, 2021, registered Dec 20, 2021 (38 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- T• A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 7, 2020, registered Oct 6, 2020 (-1 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Oct 7, 2020, registered Jul 11, 2018 (-819 days) · channel change inside one enterprise, not a move
- U•• I••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 17, 2008, registered Jun 20, 2018 (3625 days) · Other
All 6 movesShow fewer
- T• A••••••••• I••• to U•• I••••••••• I•••left Mar 16, 2006, registered Mar 29, 2006 (13 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address