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Registered advisor
S••••••• T••••••• M•••••••
Feed of 09/15/2026
Also filed as S•• M•••••••
At current firm
0 y
since Jun 26, 2026
In the industry
35 y
since Feb 15, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 26, 2026 · Roseville, Ca
- M•••••• A•••••• N•••••• BD affiliatedJul 8, 2016 to Jun 26, 2026 · Roseville, Ca
- S•••••••• W••••• A••••••• G•••• formerNov 9, 2012 to Jul 8, 2016 · Roseville, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
- S•••••••• W••••• A••••••• G•••• to M•••••• A•••••• N••••••left Jul 8, 2016, registered Jul 8, 2016 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address