DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Private Advisor Group, LLC

Broker-dealer affiliated wealth managerMorristown, New JerseyCRD 155216SEC 801-72060website IAPD

Latest filing Sep 11, 2026

First filing on the tape Dec 7, 2011 · 263 filings

SEC status approved since Jan 3, 2011

RAUM

$44B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

96%

$42B individuals and HNW

Advisors

920

registered through the firm on IAPD

RAUM per advisor

$48.2M

derived; firm RAUM over IAPD count

Employees

674

670 advisory (5.B.1)

Offices

476

beyond the principal office

Private funds

reported on Schedule D

History

263 filings and snapshots on the tape

RAUM$44B as of Aug 28, 2026

Mar 15, 2012$616M then

HNW client RAUM$22B as of Aug 28, 2026

Mar 29, 2018$4.0B then

State-registered IARs (5.B.3)670 as of Aug 28, 2026

Mar 15, 20120 then

Employees (5.A)674 as of Aug 28, 2026

Mar 25, 2013204 then

Private funds: no history

RAUM +19% over the last fiscal year+20% a year over threeIARs 742 to 670offices 461 to 476

Practice profile

derived from the filing of Sep 11, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $48.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 152derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.0MderivedHNW RAUM over HNW clients
Average account: $311,672derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 0.7derivedItem 5.A over advisors
Advisors per office: 1.9derived477 offices incl. principal (1.F.5)
RAUM growth, one year: +19%derivedbetween the last two annual amendments
Advisor growth, one year: -9.7%derivedItem 5.B.3 between annual amendments
Client growth, one year: +8.5%derived
Compensation: percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
Financial planning clients: 3,000reportedItem 5.H
Wrap fee program: $21BreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$22B51%
Individuals$20B45%
Corporations and businesses$825M1.9%
State and municipal entities$435M1.0%
Pension and profit-sharing plans$389M0.9%
Charitable organizations$314M0.7%
Insurance companies$16.5M0.0%

Individual clients: 117,657reported
HNW clients: 22,083reported
Pension plan clients: 1,195reported
Charitable clients: 554reported
Accounts: 142,226reported
Financial planning clients: 3,000reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=575.0derived

Advisors registered through the firm

910 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
James Thomas ParksCertified Financial Planner	Morristown, Nj	May 22, 2002	34 y	1
Gregory Thomas Larson	Huntingdon Valley, Pa	Jun 19, 2007	25 y	2
Joseph August Frederick	Blue Bell, Pa	Sep 16, 2008	22 y	5
Diana Marie ColahanCertified Financial Planner	Morristown, Nj	Sep 30, 2008	22 y	1
Christopher R. CamburnCertified Financial Planner	Middletown, Nj	Jan 5, 2010	26 y	1
Daniel Joseph CrockerCertified Financial Planner	Ocean Pines, Md	Feb 23, 2010	36 y	0
Paul Christopher Krueger	Waunakee, Wi	Nov 30, 2010	23 y	4
Daniel Ross Helf	Middleton, Wi	Nov 30, 2010	17 y	1
Robert Michael Sorge	Bedminster, Nj	Feb 18, 2011	27 y	3
James J Perhacs	Morristown, Nj	May 20, 2011	24 y	1
Peter E Danese	Yardley, Pa	May 26, 2011	26 y	1
Scott Vincent Parry	Sellersville, Pa	Aug 2, 2011	22 y	2
Melinda May Stitt	Morristown, Nj	Aug 22, 2011	44 y	4
Thomas J Roberts	Allentown, Pa	Sep 20, 2011	25 y	1
John Arthur Raudat	Chester, Ct	Oct 3, 2011	28 y	2
David Breault	Morristown, Nj	Oct 14, 2011	42 y	3
William Hart	Morristown, Nj	Oct 18, 2011	43 y	2
Timothy John Brunnock	Morristown, Nj	Oct 24, 2011	18 y	1
Donald J Pfarr	Morristown, Nj	Nov 7, 2011	19 y	1
Terence Sean CoyleChartered Financial Consultant	Bernardsville, Nj	Nov 8, 2011	34 y	2
Paul Alexander Colwell	Naples, Fl	Nov 10, 2011	29 y	2
Mark Luchesa	Morristown, Nj	Dec 6, 2011	31 y	2
Robert Bruce Cumming	Morristown, Nj	Dec 7, 2011	26 y	3
William Francis Hoffman	Jeannette, Pa	Dec 12, 2011	23 y	1
Daniel W RowlesCertified Financial Planner	Dover, De	Dec 12, 2011	22 y	4
Scott Ira Gutman	Morristown, Nj	Jan 27, 2012	19 y	1
Gary Scott Sluck	Morristown, Nj	Feb 1, 2012	33 y	2
James Daniel Sullivan	New Rochelle, Ny	Feb 2, 2012	31 y	0
Donald John KremerCertified Financial Planner	Wexford, Pa	Feb 25, 2012	36 y	2
Mark F Kelly	Morristown, Nj	Feb 25, 2012	18 y	1
James Kenneth Lyons	Lebanon, Nj	Feb 27, 2012	32 y	3
David John BerkeihiserCertified Financial Planner, Chartered Financial Consultant	Morristown, Nj	Apr 30, 2012	30 y	0
Elaine Mueller ShanleyCertified Financial Planner	Annapolis, Md	May 4, 2012	30 y	2
Kalen Dobbins BaxterCertified Financial Planner	Towson, Md	May 18, 2012	28 y	3
Cynthia Klein Goldberg	Boxford, Ma	May 18, 2012	24 y	2
Duane John Smith	Morristown, Nj	May 30, 2012	32 y	1
Robert Joseph DitraniCertified Financial Planner	Morristown, Nj	Jun 1, 2012	21 y	2
Michael Patrick DesaulnierCertified Financial Planner	Morristown, Nj	Jun 1, 2012	24 y	3
Roy Michael Blumberg	Morristown, Nj	Jun 1, 2012	29 y	3
Charles Albert Mcglynn	Jamison, Pa	Jun 4, 2012	25 y	1

All 910 advisors at Private Advisor Group, LLC

Advisor movement

25 left, 51 joined in 12 months

net +26 in 12 months11 left in 90 days16 joined in 90 daysdeparture rate 2.7% of current headcount86 left over 36 months

Left, latest

Michael Benkovic to Dvb Private Wealth
Sep 8, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Jason Velencia to Dvb Private Wealth
Sep 8, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Benjamin Alvis Gentry to LPL Financial LLC
Aug 3, 2026 · Affiliated broker-dealer or bank to another
Frederick Lawrence Scheeler to Scheeler Financial Group
Aug 3, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Ellen Michelle Scheeler to Scheeler Financial Group
Aug 3, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Leslie Minter Castillo to Wells Fargo Advisors
Jul 27, 2026 · Affiliated broker-dealer or bank to wirehouse
Ryan Matthew Czamara to Independent Advisor Alliance, LLC
Jul 20, 2026 · Affiliated broker-dealer or bank to independent RIA
Darrell Dean Woodcock to LPL Financial LLC
Jul 16, 2026 · Affiliated broker-dealer or bank to another
Ryan Kobe Tillery to LPL Financial LLC
Jun 24, 2026 · Affiliated broker-dealer or bank to another
Rachel Harris to Neuberger Berman Bd LLC
Jun 24, 2026 · Other
Benson Den Tee Lim to Wells Fargo Advisors
Jun 23, 2026 · Affiliated broker-dealer or bank to wirehouse
Christopher James Cutlip to Evermay Wealth Management, LLC
May 21, 2026 · Affiliated broker-dealer or bank to independent RIA
Scot Andrew Millen to Creative Planning
Apr 10, 2026 · Affiliated broker-dealer or bank to independent RIA
Nancy Ann Briguglio to Creative Planning
Apr 10, 2026 · Affiliated broker-dealer or bank to independent RIA
Justin James Bohall to Wells Fargo Advisors
Mar 25, 2026 · Affiliated broker-dealer or bank to wirehouse

Joined, latest

Kennah G Parham from Innovative Wealth Building LLC
Sep 15, 2026 · RIA to affiliated broker-dealer or bank
Brooke Bodner from J.P. Morgan Securities LLC
Sep 10, 2026 · Wirehouse to affiliated broker-dealer or bank
Drake Alexander Reid from Carrera Capital Advisors
Sep 2, 2026 · RIA to affiliated broker-dealer or bank
Kamal Kabra from Retirement Planning Solutions, LLC
Sep 2, 2026 · RIA to affiliated broker-dealer or bank
John Phillip Passey from Good Life Advisors, LLC
Aug 28, 2026 · RIA to affiliated broker-dealer or bank
Pich Molyka Nhek from Sowell Management
Aug 26, 2026 · RIA to affiliated broker-dealer or bank
Richard Joseph Swift from Transcend Capital Advisors, LLC
Jul 30, 2026 · RIA to affiliated broker-dealer or bank
Nicholas G Kelly from Morgan Stanley
Jul 24, 2026 · Wirehouse to affiliated broker-dealer or bank
Weili Jiang from Cetera Investment Advisers LLC
Jul 17, 2026 · Affiliated broker-dealer or bank to another
Xinyu Liu from Cetera Investment Advisers LLC
Jul 16, 2026 · Affiliated broker-dealer or bank to another
Jing Xu from Cetera Investment Advisers LLC
Jul 16, 2026 · Affiliated broker-dealer or bank to another
Fang-Hsi Lee from Cetera Investment Advisers LLC
Jul 16, 2026 · Affiliated broker-dealer or bank to another
Chin Po from Cetera Investment Advisers LLC
Jul 16, 2026 · Affiliated broker-dealer or bank to another
Anh Dien Vong from Equitable Advisors, LLC
Jul 2, 2026 · Affiliated broker-dealer or bank to another
Brent Wayne Whiddon from Oneascent Wealth Management
Jul 1, 2026 · RIA to affiliated broker-dealer or bank

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Dvb Private Wealth
Sep 8, 2026 · York, Pa
2 left for Creative Planning
Apr 10, 2026 · Columbia, Md
2 left for Cadia Private Client LLC
Nov 6, 2025 · Parsippany, Nj
3 left for Cetera Investment Advisers LLC
Jul 14, 2025 · Morristown, Nj
5 left for Cetera Investment Advisers LLC
Jul 14, 2025 · Charlottesville, Va
2 left for Top Private Wealth
Aug 27, 2024 · Glastonbury, Ct
2 left for LPL Financial LLC
Jul 24, 2024 · Morristown, Nj
2 left for Brightside Wealth Planning, LLC
Jan 17, 2024 · Morristown, Nj

5 joined from Cetera Investment Advisers LLC
Jul 21, 2026 · Arlington, Tx
2 joined from Maryland Financial Group, Inc.
Jul 16, 2025 · Rockville, Md
2 joined from Janney Montgomery Scott LLC
Jul 2, 2024 · Mt Laurel, Nj
2 joined from Rfg Advisory, LLC
Apr 23, 2024 · Woodbury, Tn
4 joined from Crown Capital Securities, L.P.
Apr 16, 2024 · San Francisco, Ca
3 joined from Independent Financial Partners
May 19, 2023 · Pine Brook, Nj
3 joined from Equitable Advisors, LLC
May 3, 2023 · Rogers, Ar
2 joined from Securian Financial Services, Inc.
Mar 1, 2023 · Brentwood, Tn

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Alan James Hooks · Chief Compliance Officer, Managing Directorcontrol
since 07/2019 · owns less than 5%
Patric John Hyland · Executive Chaircontrol
since 12/2010 · owns less than 5%
Joseph Robert Moore · Executive Chaircontrol
since 12/2020 · owns less than 5%
J James Perhacs · Managing Director, Chief Operating Officercontrol
since 06/2014 · owns less than 5%
J Adam Schorr · Chief Financial Officercontrol
since 03/2023 · owns less than 5%
R Franklin Smith · Chief Executive Officercontrol
since 01/2023 · owns less than 5%
Daniel James Sullivan · Managing Directorcontrol
since 06/2014 · owns less than 5%
James Patrick Sullivan · Executive Chaircontrol
since 12/2010 · owns less than 5%
Paul Sean Sullivan · Chief Legal Officer, Chief Privacy Officercontrol
since 01/2021 · owns less than 5%
Patric John Hyland · Ownercontrol
since 01/2020 · owns 25% to 50% of Pag Legacy Partners LLC
James Patrick Sullivan · Ownercontrol
since 01/2020 · owns 25% to 50% of Pag Legacy Partners LLC

Entity owners

Pag Holdings, LLC · Owner, Managing Member
direct · owns 75% or more
Pag Legacy Partners LLC · Owner
indirect · owns 75% or more of Pag Partnership Holdco LLC
Pag Partnership Holdco LLC · Owner
indirect · owns 75% or more of Pag Holdings, LLC

Related persons

Schedule D 7.A

Pag Financial, LLC
broker-dealern

Advisers that list Private Advisor Group, LLC as a related person

299133 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Forming
Morristown, Nj · principal	921	229	8	2
Plymouth, Mn	20	0	0
West Chester, Pa	19	1	0
Reston, Va	18	3	1
Bedminster, Nj	14	2	0
East Lansing, Mi	14	0	0
New Rochelle, Ny	14	1	0
Albany, Ny	13	1	0
Houston, Tx	13	8	0
Center Valley, Pa	12	1	0
Allentown, Pa	12	1	0
Roseville, Ca	12	12	0
Blue Bell, Pa	11	6	0
Mount Juliet, Tn	10	0	0
Springfield, Il	9	1	0
Louisville, Ky	8	1	0
Owensboro, Ky	8	1	0
Mt Laurel, Nj	8	0	0
Munster, In	8	0	0
San Ramon, Ca	7	7	0

All 60 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 3 since 2015, 0 in 24 monthsderived
Advisors acquired: 29derived
Still registered after 90 days: 93% of 29derived
After 180 days: 93% of 29derived
After 365 days: 93% of 29derived
After 730 days: 93% of 29derived
Team lift-outs after: 18derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

East Lansing, MI16 employees
Plymouth, MN15 employees
Reston, VA14 employees
Mount Juliet, TN14 employees
New Rochelle, NY13 employees
West Chester, PA10 employees
Charlottesville, VA8 employees
Center Valley, PA8 employees
Munster, IN7 employees
Albany, NY7 employees
Bedminster, NJ7 employees
Lansdale, PA7 employees
Louisville, KY7 employees
West Hartford, CT6 employees
Bedminster, NJ5 employees
Stroudsburg, PA5 employees
Allentown, PA5 employees
Allentown, PA5 employees
Mt. Laurel, NJ5 employees
Lansing, MI5 employees
Buffalo, NY5 employees
Springfield, IL4 employees
Rock Hill, SC4 employees
Middleton, WI4 employees
Mcmurray, PA4 employees

What changed

consecutive filings, newest first

Financial planning clients · More than 500 to More than 500
Aug 28, 2026 to Sep 11, 2026
Succession · false to unset
Aug 28, 2026 to Sep 11, 2026
Accounts · 137,723 to 142,226
Feb 26, 2026 to Mar 31, 2026
Advisory employees · 742 to 670
Feb 26, 2026 to Mar 31, 2026
BD registered reps · 649 to 575
Feb 26, 2026 to Mar 31, 2026
Charity clients · 436 to 554
Feb 26, 2026 to Mar 31, 2026
Corporate clients · 460 to 657
Feb 26, 2026 to Mar 31, 2026
HNW clients · 22,521 to 22,083
Feb 26, 2026 to Mar 31, 2026
Individual clients · 113,064 to 117,657
Feb 26, 2026 to Mar 31, 2026
Pension plan clients · 1,182 to 1,195
Feb 26, 2026 to Mar 31, 2026
Pooled vehicle clients · 1 to 0
Feb 26, 2026 to Mar 31, 2026
Assets in custody · $3.6B to $4.3B
Feb 26, 2026 to Mar 31, 2026
Employees · 746 to 674
Feb 26, 2026 to Mar 31, 2026
Insurance-licensed employees · 40 to 36
Feb 26, 2026 to Mar 31, 2026
State-registered IARs · 742 to 670
Feb 26, 2026 to Mar 31, 2026
Other offices · 461 to 476
Feb 26, 2026 to Mar 31, 2026
Discretionary RAUM · $41B to $44B
Feb 26, 2026 to Mar 31, 2026
HNW RAUM · $21B to $22B
Feb 26, 2026 to Mar 31, 2026
Individual RAUM · $18B to $20B
Feb 26, 2026 to Mar 31, 2026
Pension RAUM · $450M to $389M
Feb 26, 2026 to Mar 31, 2026
Pooled vehicle RAUM · $5,482 to $0
Feb 26, 2026 to Mar 31, 2026
RAUM · $41B to $44B
Feb 26, 2026 to Mar 31, 2026
Accounts · 131,206 to 137,723
Jul 15, 2025 to Nov 13, 2025
BD registered reps · 642 to 649
Jul 15, 2025 to Nov 13, 2025
Charity clients · 498 to 436
Jul 15, 2025 to Nov 13, 2025
Corporate clients · 572 to 460
Jul 15, 2025 to Nov 13, 2025
HNW clients · 17,188 to 22,521
Jul 15, 2025 to Nov 13, 2025
Individual clients · 111,577 to 113,064
Jul 15, 2025 to Nov 13, 2025
Pension plan clients · 1,310 to 1,182
Jul 15, 2025 to Nov 13, 2025
Pooled vehicle clients · 0 to 1
Jul 15, 2025 to Nov 13, 2025
Employees · 747 to 746
Jul 15, 2025 to Nov 13, 2025
Discretionary RAUM · $37B to $41B
Jul 15, 2025 to Nov 13, 2025
HNW RAUM · $17B to $21B
Jul 15, 2025 to Nov 13, 2025
Individual RAUM · $19B to $18B
Jul 15, 2025 to Nov 13, 2025
Non-discretionary RAUM · $9.9M to $8.2M
Jul 15, 2025 to Nov 13, 2025
Pension RAUM · $443M to $450M
Jul 15, 2025 to Nov 13, 2025
Pooled vehicle RAUM · $0 to $5,482
Jul 15, 2025 to Nov 13, 2025
RAUM · $37B to $41B
Jul 15, 2025 to Nov 13, 2025
Financial planning clients · More than 500 to More than 500
Jun 23, 2025 to Jul 15, 2025
Accounts · 129,657 to 131,206
Feb 27, 2025 to Mar 29, 2025

Signals

60 dated events

Joseph Stephen Razzano added a NY registration at Private Advisor Group, Llc
Sep 16, 2026 · New state registration · fact
Kennah G Parham registered as an investment adviser representative at Private Advisor Group, Llc
Sep 15, 2026 · Advisor registered · fact
Jason Velencia left Private Advisor Group, Llc for Dvb Private Wealth (registered 2026-08-21)
Sep 8, 2026 · Advisor changed firm · fact
Michael Benkovic left Private Advisor Group, Llc for Dvb Private Wealth (registered 2026-08-21)
Sep 8, 2026 · Advisor changed firm · fact
2 advisors left Private Advisor Group, LLC (Harrisburg, PA) for DVB Private Wealth on the same day
Sep 8, 2026 · Team lift-out · derived
Benjamin Alvis Gentry left Private Advisor Group, Llc for Lpl Financial Llc (registered 2025-12-18)
Aug 3, 2026 · Advisor changed firm · fact
Ellen Michelle Scheeler left Private Advisor Group, Llc for Scheeler Financial Group (registered 2026-07-31)
Aug 3, 2026 · Advisor changed firm · fact
Frederick Lawrence Scheeler left Private Advisor Group, Llc for Scheeler Financial Group (registered 2026-07-31)
Aug 3, 2026 · Advisor changed firm · fact
Leslie Minter Castillo left Private Advisor Group, Llc for Wells Fargo Advisors (registered 2026-07-24)
Jul 27, 2026 · Advisor changed firm · fact
5 advisors left Cetera Investment Advisers LLC (Plano, TX) for Private Advisor Group, LLC within 6 days
Jul 21, 2026 · Team lift-out · derived
Ryan Matthew Czamara left Private Advisor Group, Llc for Independent Advisor Alliance, Llc (registered 2026-07-23)
Jul 20, 2026 · Advisor changed firm · fact
Darrell Dean Woodcock left Private Advisor Group, Llc for Lpl Financial Llc (registered 2026-07-01)
Jul 16, 2026 · Advisor changed firm · fact
Ryan Kobe Tillery left Private Advisor Group, Llc for Lpl Financial Llc (registered 2026-06-29)
Jun 24, 2026 · Advisor changed firm · fact
Rachel Harris left Private Advisor Group, Llc for Neuberger Berman Bd Llc (registered 2026-09-01)
Jun 24, 2026 · Advisor changed firm · fact
Benson Den Tee Lim left Private Advisor Group, Llc for Wells Fargo Advisors (registered 2026-06-12)
Jun 23, 2026 · Advisor changed firm · fact
Christopher James Cutlip left Private Advisor Group, Llc for Evermay Wealth Management, Llc (registered 2026-06-04)
May 21, 2026 · Advisor changed firm · fact
Nancy Ann Briguglio left Private Advisor Group, Llc for Creative Planning (registered 2026-04-10)
Apr 10, 2026 · Advisor changed firm · fact
Scot Andrew Millen left Private Advisor Group, Llc for Creative Planning (registered 2026-04-10)
Apr 10, 2026 · Advisor changed firm · fact
2 advisors left Private Advisor Group, LLC (Columbia, MD) for Creative Planning on the same day
Apr 10, 2026 · Team lift-out · derived
Private Advisor Group, Llc reported 476 offices beyond its principal office, up from 461 (2026-02-26 to 2026-03-31)
Mar 31, 2026 · Office count change · derived
Alyson Jane Maher left Private Advisor Group, Llc for Wells Fargo Advisors (registered 2026-03-25)
Mar 25, 2026 · Advisor changed firm · fact
Justin James Bohall left Private Advisor Group, Llc for Wells Fargo Advisors (registered 2026-03-25)
Mar 25, 2026 · Advisor changed firm · fact
Steven Daniel Hough left Private Advisor Group, Llc for Lpl Financial Llc (registered 2026-02-13)
Feb 17, 2026 · Advisor changed firm · fact
Danny Earl Thomas left Private Advisor Group, Llc for Global Retirement Partners Llc (registered 2026-04-08)
Feb 9, 2026 · Advisor changed firm · fact
Ryan Richard Poterack left Private Advisor Group, Llc for Mercer Global Advisors Inc. (registered 2026-01-07)
Jan 6, 2026 · Advisor changed firm · fact
Alec John Quaid left Private Advisor Group, Llc for Mercer Global Advisors Inc. (registered 2026-01-06)
Jan 6, 2026 · Advisor changed firm · fact
Judith Ann Tengler left Private Advisor Group, Llc for Stratos Wealth Partners, Ltd (registered 2025-12-02)
Dec 24, 2025 · Advisor changed firm · fact
Vincent G Maffucci left Private Advisor Group, Llc for Cadia Private Client Llc (registered 2025-09-09)
Nov 6, 2025 · Advisor changed firm · fact
Martin D Matousek left Private Advisor Group, Llc for Cadia Private Client Llc (registered 2025-09-09)
Nov 6, 2025 · Advisor changed firm · fact
2 advisors left Private Advisor Group, LLC (Parsippany, NJ) for Cadia Private Client LLC on the same day
Nov 6, 2025 · Team lift-out · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/private-advisor-groupreportedpublic record, Form ADV, Sep 17, 2026
Website: PRIVATEADVISORGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 973-538-7010reportedpublic record, Form ADV, Sep 11, 2026
Team page: PRIVATEADVISORGROUP.COM/teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $48.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026