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Registered advisor
P••••• B••••• M•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as P••••• D•••• B••••••••• B••••• R••••••••• B••••••••• B• R••••••••• R••••••
At current firm
9 y
since Aug 11, 2017
In the industry
36 y
since Jan 18, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 11, 2017 · Mclean, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 1, 2000 to Aug 14, 2017 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Aug 14, 2017, registered Aug 11, 2017 (-3 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address