DFX Intelligence
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D•••• A•••• E•••••
Certified Financial Planner
As of · the IAPD feed
- At current firm
- 23 y
- In the industry
- 36 y
- Prior registered firms
- 1
- Signals
- 0
since Mar 28, 2003
As of · the IAPD feed
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Mar 28, 2003 · Wexford, Pa
- N•••• F•••••••• N••••••• L•• unclassifiedJan 2, 2001 to Dec 31, 2003 · Wexford, Pa
Moves
a registration end followed by a registration begin elsewhere
- N•••• F•••••••• N••••••• L•• to C••••••••• F•••••••• N••••••left Dec 31, 2003, registered Mar 28, 2003 (-278 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address