DFX Intelligence
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Registered advisor
D•••• P••• M••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• P• M••••••
At current firm
16 y
since Apr 26, 2010
In the industry
27 y
since Jun 17, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Apr 26, 2010 · St Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDJan 3, 2000 to Apr 26, 2010 · Clayton, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to E••••• J••••left Apr 26, 2010, registered Apr 26, 2010 (0 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address