DFX Intelligence
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Registered advisor
M•••• F•••••••••
Feed of 09/15/2026
Also filed as M•••• F••••••••• G••••••••• G••••••••• F••••
At current firm
3 y
since Jan 17, 2023
In the industry
26 y
since Dec 7, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 17, 2023 · Saint George, Ut
- M••••• S•••••• wirehouseMay 6, 2021 to Nov 1, 2022 · Torrance, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to C•••••• S••••• • C••• I•••left Nov 1, 2022, registered Jan 17, 2023 (77 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedNov 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address