DFX Intelligence
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Registered advisor
G••••• R•••••• B••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as R•••• B••••
At current firm
23 y
since Jul 1, 2003
In the industry
36 y
since Jan 30, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jul 1, 2003 · Austin, Tx
- P••••••••• E••••• G••••• L•• unclassifiedAug 15, 1997 to Jul 1, 2003 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address