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Feed of 09/14/2026
Also filed as J••• A••••••••• R••••• A••••
At current firm
12 y
since Feb 5, 2014
In the industry
35 y
since Dec 17, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Feb 5, 2014 · Wayzata, Mn
- R•• C•••••• M••••••• L•• national BDMar 30, 2007 to Oct 3, 2008 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to M••••• S••••••left Oct 3, 2008, registered Feb 5, 2014 (1951 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address