DFX Intelligence
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Registered advisor
S•••••• E••••• G•••
Feed of 09/15/2026
At current firm
13 y
since Jan 2, 2013
In the industry
36 y
since Apr 19, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 2, 2013 · Spokane, Wa
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Dec 4, 2012 · Portland, Or
- V••• F•••••••• P•••••••• L•• formerJul 6, 2000 to Jan 3, 2011 · Spokane, Wa
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Dec 4, 2012, registered Jan 2, 2013 (29 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address