DFX Intelligence
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Registered advisor
D••• M••• R•••••
Feed of 09/14/2026
Also filed as D••• M••• R•••••
At current firm
14 y
since Sep 19, 2012
In the industry
36 y
since Aug 10, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Sep 19, 2012 · Libertyville, Il
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Sep 5, 2012 · Highland Park, Il
- N•••••• I••••••••• I••• unclassifiedJun 15, 2000 to Nov 13, 2009 · Mundelein, Il
Moves
a registration end followed by a registration begin elsewhere
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address