DFX Intelligence
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Registered advisor
M••••• R•••• D•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•• D••••••••• R•••• D••••••••• J•• R•••• D••••••••• D••••••••• •••• R•••• D••••••••• R• D•••••
At current firm
10 y
since Sep 1, 2016
In the industry
36 y
since May 9, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 1, 2016 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 9, 2005 to Dec 18, 2013 · Newnan, Ga
- S••••••••• S••••••••• L•• unclassifiedFeb 19, 1999 to Dec 2, 2004 · Morrow, Ga
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left Dec 18, 2013, registered Sep 1, 2016 (988 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- S••••••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 2, 2004, registered Mar 9, 2005 (97 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address