DFX Intelligence
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Registered advisor
J••• G•••••• D••••••
Feed of 09/14/2026
Also filed as S••• D••••••••• G• D••••••
At current firm
2 y
since Dec 6, 2023
In the industry
36 y
since May 1, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 6, 2023 · Osterville, Ma
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Dec 7, 2023 · Osterville, Ma
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Dec 7, 2023, registered Dec 6, 2023 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedDec 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address