DFX Intelligence
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Team lift-out
10 advisors left O•••• W•••••• I••• for L•• F•••••••• L••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amy C Doherty | Osterville, Ma | Dec 4, 2023 | Dec 6, 2023 |
| John Gerarad Doherty | Osterville, Ma | Dec 7, 2023 | Dec 6, 2023 |
| Kenneth Lowell Moran | Lynnfield, Ma | Dec 12, 2023 | Jan 10, 2024 |
| Matthew Leonard Pescatore | Westborough, Ma | Dec 12, 2023 | Dec 13, 2023 |
| Patrick V Murray | Norwell, Ma | Dec 12, 2023 | Dec 13, 2023 |
| Richard Joseph Tartarini | Lynnfield, Ma | Dec 12, 2023 | Jan 4, 2024 |
| Denise Elaine Iarrobino | Westborough, Ma | Dec 13, 2023 | Jan 2, 2024 |
| Edward Lawrence Kiernan | Westborough, Ma | Dec 13, 2023 | Jan 2, 2024 |
| Jason Batista | Westborough, Ma | Dec 13, 2023 | Jan 12, 2024 |
| Michael Tartarini | Westborough, Ma | Dec 13, 2023 | Jan 5, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Dec 4, 2023 to Dec 13, 2023
- Registered next
- Dec 6, 2023 to Jan 12, 2024
- Branch state
- MA
- Cities
- 4, most in Westborough, Ma
- Registered there that day
- 3,315 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- Succession by the destination
- none on the tape