DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• F••• M•••••••
Feed of 09/14/2026
Also filed as J•• M••••••••• M•••••••
At current firm
11 y
since Mar 13, 2015
In the industry
35 y
since Nov 2, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 13, 2015 · Reno, Nv
- W•••• F•••• A••••••• wirehouseMar 3, 2009 to Mar 16, 2015 · San Jose, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 30, 2004 to Mar 23, 2009 · Scotts Valley, Ca
- A• G• E•••••• • S•••• I••• unclassifiedMar 29, 2001 to May 5, 2004 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 16, 2015, registered Mar 13, 2015 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Mar 23, 2009, registered Mar 3, 2009 (-20 days) · Other
- A• G• E•••••• • S•••• I••• to C•••••••• G••••• M•••••• I•••left May 5, 2004, registered Apr 30, 2004 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address