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D•••• E••••• L••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Charlevoix, Mi IAPD 2075490
Chartered Financial Consultant
As of · the IAPD feed; also filed as D••• L••••
- At current firm
- 10 y
- In the industry
- 33 y
- Prior registered firms
- 2
- Signals
- 0
since Jun 29, 2016
As of · the IAPD feed; also filed as D••• L••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jun 29, 2016 · Farmington Hills, Mi
- P•• W••••• M••••••••• BD affiliatedNov 30, 2010 to May 6, 2013 · Royal Oak, Mi
- L•• F•••••••• L•• BD affiliatedMar 5, 2010 to Dec 1, 2010 · Troy, Mi
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 6, 2013, registered Jun 29, 2016 (1150 days) · Other
- L•• F•••••••• L•• to P•• W••••• M•••••••••left Dec 1, 2010, registered Nov 30, 2010 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address