DFX Intelligence
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Registered advisor
R••••• H••••• C••••
Feed of 09/15/2026
Also filed as B•• C••••
At current firm
8 y
since Oct 13, 2017
In the industry
32 y
since Jul 22, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Oct 13, 2017 · Phoenix, Az
- S••••• W••••• A•••••••• I••• no RAUMFeb 23, 2015 to Nov 14, 2017 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- S••••• W••••• A•••••••• I••• to C•••••• S••••• • C••• I•••left Nov 14, 2017, registered Oct 13, 2017 (-32 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address