DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Schwab Wealth Advisory, Inc.
Latest filing Jun 29, 2026
First filing on the tape Nov 10, 2011 · 58 filings
SEC status approved since Dec 9, 2011
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1,643
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,457
1,375 advisory (5.B.1)
Offices
198
beyond the principal office
Private funds
0
reported on Schedule D
History
58 filings and snapshots on the tape
RAUM$0 as of Jun 29, 2026
Mar 27, 2012$50.0M then
HNW client RAUM$63B as of Mar 27, 2019
Mar 30, 2018$72B then
State-registered IARs (5.B.3)1,013 as of Jun 29, 2026
Mar 28, 2013448 then
Employees (5.A)1,457 as of Jun 29, 2026
Mar 28, 2013450 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1,013 to 1,013offices 97 to 198
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 8.3derived199 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Financial planning clients
- 90,501reportedItem 5.H
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 90,501reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1393.0derived
Advisors registered through the firm
1,645 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason M Williams | Lone Tree, Co | Jan 3, 2012 | 26 y | 0 |
| Joshua H Click | Indianapolis, In | Jan 3, 2012 | 26 y | 0 |
| Michael H Sherwood | Indianapolis, In | Jan 3, 2012 | 28 y | 0 |
| Cindy J Luckritz | Lone Tree, Co | Jan 3, 2012 | 26 y | 0 |
| Thomas R Coffman | Indianapolis, In | Jan 3, 2012 | 29 y | 0 |
| Gabriel Scott HanselmanCertified Financial Planner | Lone Tree, Co | Jan 3, 2012 | 29 y | 2 |
| Lisa Chen | San Francisco, Ca | Jan 3, 2012 | 28 y | 0 |
| Jeffrey Allen May | Indianapolis, In | Jan 3, 2012 | 15 y | 0 |
| Carlo Enrico Freese | Indianapolis, In | Jan 3, 2012 | 27 y | 1 |
| Michael D Seal | Lone Tree, Co | Jan 3, 2012 | 27 y | 0 |
| Eric Christian LabayCertified Financial Planner | Lone Tree, Co | Jan 3, 2012 | 35 y | 0 |
| James L Luther | Orlando, Fl | Jan 3, 2012 | 27 y | 0 |
| Bradford L Waltz | Indianapolis, In | Jan 3, 2012 | 32 y | 0 |
| Jeffrey Lee Rodgers | Indianapolis, In | Jan 3, 2012 | 30 y | 0 |
| Sandra Barrett Perkin | Denver, Co | Jan 3, 2012 | 31 y | 0 |
| Clayton W HollowayCertified Financial Planner | Lone Tree, Co | Jan 3, 2012 | 27 y | 0 |
| Andrew Jason Summers | Indianapolis, In | Jan 3, 2012 | 27 y | 1 |
| Kelly Jean Van WinkleCertified Financial Planner | Lone Tree, Co | Jan 3, 2012 | 20 y | 0 |
| Tracey L LehmerCertified Financial Planner | Indianapolis, In | Jan 3, 2012 | 29 y | 0 |
| Melissa A Kirchhofer | Indianapolis, In | Jan 3, 2012 | 31 y | 0 |
| Theodore M Fall | Lone Tree, Co | Jan 3, 2012 | 20 y | 0 |
| Jack Taylor Greenagel | Lone Tree, Co | Jan 3, 2012 | 18 y | 0 |
| Katherine Campbell Garrus | Castle Rock, Co | Jan 3, 2012 | 26 y | 0 |
| Felix W Cheng | San Francisco, Ca | Jan 3, 2012 | 35 y | 0 |
| Craig Michael Gralia | Indianapolis, In | Jan 3, 2012 | 19 y | 0 |
| Michael Todd White | Indianapolis, In | Jan 3, 2012 | 20 y | 0 |
| Paula A Smith | Lone Tree, Co | Jan 3, 2012 | 27 y | 0 |
| Patrick Thomas Whitley | Indianapolis, In | Jan 3, 2012 | 30 y | 0 |
| Matthew Thomas Murray | Indianapolis, In | Jan 3, 2012 | 20 y | 1 |
| Trent Elliott Walters | Indianapolis, In | Jan 3, 2012 | 36 y | 0 |
| Steve C HarrisCertified Financial Planner | Lone Tree, Co | Jan 3, 2012 | 27 y | 0 |
| Brett Andrew Compton | Indianapolis, In | Jan 3, 2012 | 23 y | 0 |
| Ryan Michael Mcdaniel | Indianapolis, In | Jan 3, 2012 | 27 y | 0 |
| Raci YigitbasChartered Financial Analyst | Lone Tree, Co | Jan 3, 2012 | 27 y | 0 |
| James N Wright | Indianapolis, In | Jan 3, 2012 | 27 y | 0 |
| Scott A Turner | Indianapolis, In | Jan 3, 2012 | 27 y | 0 |
| John J Rodenberger | Indianapolis, In | Jan 3, 2012 | 26 y | 0 |
| Ryan M VeharCertified Financial Planner | Lone Tree, Co | Jan 3, 2012 | 26 y | 0 |
| James F Lauterbach | Lone Tree, Co | Jan 3, 2012 | 26 y | 0 |
| Sharon R Markovitz | Lone Tree, Co | Jan 3, 2012 | 26 y | 0 |
Advisor movement
57 left, 260 joined in 12 months
net +203 in 12 months16 left in 90 days52 joined in 90 daysdeparture rate 3.5% of current headcount127 left over 36 months
Left, latest
- Bruno Faria Amoroso to Charles Schwab & Co., Inc.Sep 2, 2026 · Other
- Ellery Segebart to Empower Advisory Group, LLCAug 6, 2026 · Other
- James Michael Fonville to Cetera Investment Advisers LLCAug 1, 2026 · Other
- Cameron Elias Smith to Commonwealth Financial NetworkAug 1, 2026 · Other
- Ryan James Jercinovic to Bxm Wealth LLCJul 30, 2026 · Other
- Tyler James Keniston to Charles Schwab & Co., Inc.Jul 27, 2026 · Other
- Adam Lee Witty to Cnl Educational Institute, LLCJul 17, 2026 · Other
- Cortney L Khan to Hightower Advisors, LLCJul 10, 2026 · Other
- Eric M Storts to LPL Financial LLCJul 7, 2026 · Other
- William Robinson to Charles Schwab & Co., Inc.Jul 2, 2026 · Other
- John Boris Onufreiczuk to Vanguard Advisers, Inc.Jun 27, 2026 · Other
- Garret William Keibler to Key Investment Services LLCJun 27, 2026 · Other
- Philip David Leiby to Edward JonesJun 26, 2026 · Other
- Timothy Allen Bielik to Charles Schwab & Co., Inc.Jun 23, 2026 · Other
- Joseph Ryan Ledbetter to Remnant WealthJun 21, 2026 · Other
Joined, latest
- Carlos Benitez from Vanguard Advisers, Inc.Sep 15, 2026 · Other
- Kristopher Williams from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 15, 2026 · Other
- Sebastian Galindo Sosa from Vanguard Advisers, Inc.Sep 10, 2026 · Other
- Anne M Schwab from Berger Financial GroupSep 10, 2026 · Other
- Mathew Red Hawk Thomsen from Summit Wealth Advocates, LLCSep 8, 2026 · Other
- Emily Jo Stroud from Vanguard Advisers, Inc.Sep 8, 2026 · Other
- Cade Rockwell Steen from Usaa Investment Services CompanySep 4, 2026 · Other
- Michael Joseph Grimm from Csenge Advisory Group, LLCSep 4, 2026 · Other
- Brian G Stauss from Usaa Investment Services CompanySep 3, 2026 · Other
- John Paul Szabo from UBS Financial Services Inc.Sep 1, 2026 · Other
- Evan James Allvord from Vanguard Advisers, Inc.Aug 31, 2026 · Other
- Sasho Smileski from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 31, 2026 · Other
- Ryan Stango from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 28, 2026 · Other
- Aengus Dubendorf from Wells Fargo AdvisorsAug 26, 2026 · Other
- Chitra Madanmohan from Vanguard Advisers, Inc.Aug 26, 2026 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Morgan StanleyMay 6, 2026 · Lone Tree, Co
- 2 left for Bxm Wealth LLCJul 26, 2024 · Lone Tree, Co
- 3 joined from Vanguard Advisers, Inc.Jul 27, 2026 · Scottsdale, Az
- 2 joined from Strategic Advisers LLCMay 7, 2026 · Boston, Ma
- 2 joined from Fisher InvestmentsApr 23, 2026 · Plano, Tx
- 3 joined from Strategic Advisers LLCApr 9, 2026 · Boston, Ma
- 2 joined from Vanguard Advisers, Inc.Apr 7, 2026 · Charlotte, Nc
- 5 joined from Strategic Advisers LLCFeb 11, 2026 · Boston, Ma
- 2 joined from Strategic Advisers LLCJan 8, 2026 · Boston, Ma
- 5 joined from Vanguard Advisers, Inc.Nov 26, 2025 · Scottsdale, Az
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Steven Hall · Chief Financial Officercontrolsince 10/2023 · owns less than 5%
- Johanna Alyssa Huffman · Chief Compliance Officercontrolsince 04/2024 · owns less than 5%
- A Stacy Niedermeier · Directorcontrolsince 03/2021 · owns less than 5%
- Larry Bryan Olson · Presidentcontrolsince 11/2020 · owns less than 5%
- Aubrey Franklin Thacker · Directorcontrolsince 09/2024 · owns less than 5%
Entity owners
- Schwab Holdings, Inc. · 100% Ownerdirect · owns 75% or more
- The Charles Schwab Corporation · Shareholderindirect · owns 75% or more of Schwab Holdings, Inc. · public reporting company
Related persons
Schedule D 7.A
- Charles Schwab & Co., Inc.broker-dealerinvestment adviserreal estatecustodiann
- Charles Schwab Bank, Ssbcustodiann
- Charles Schwab Futures And Forex LLCtrust companyn
- Charles Schwab Investment Management, Incinvestment adviserbanknRAUM $1721B
- Charles Schwab Premier Bank, Ssbcustodiann
- Charles Schwab Trust Bankbankcustodiann
- Charles Schwab Trust Companyn
- Charles Schwab Trust Company Of Delawaren
- Charles Schwab, Hong Kong, Limitedbroker-dealern
- Charles Schwab, U.K., Limitedbroker-dealern
Advisers that list Schwab Wealth Advisory, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Phoenix, Az | 299 | 87 | 13 | ||
| Lone Tree, Co | 258 | 58 | 6 | 1 | |
| Orlando, Fl | 227 | 52 | 11 | ||
| Indianapolis, In | 205 | 42 | 5 | ||
| Westlake, Tx | 185 | 90 | 5 | ||
| San Francisco, Ca · principal | 145 | 29 | 2 | ||
| Atlanta, Ga | 35 | 9 | 1 | ||
| Chicago, Il | 31 | 13 | 2 | ||
| Tysons Corner, Va | 23 | 8 | 0 | ||
| Jersey City, Nj | 20 | 11 | 0 | ||
| Austin, Tx | 20 | 15 | 0 | ||
| Bellevue, Wa | 19 | 6 | 0 | ||
| San Diego, Ca | 19 | 8 | 0 | ||
| Charlotte, Nc | 17 | 15 | 0 | ||
| Richfield, Oh | 17 | 4 | 1 | ||
| Radnor, Pa | 16 | 7 | 1 | ||
| Irvine, Ca | 16 | 10 | 2 | ||
| Boston, Ma | 15 | 6 | 0 | ||
| Minneapolis, Mn | 10 | 4 | 0 | ||
| Los Angeles, Ca | 10 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lone Tree, CO205 employees
- Orlando, FL184 employees
- Phoenix, AZ173 employees
- Indianapolis, IN163 employees
- Westlake, TX64 employees
- Phoenix, AZ47 employees
- Richfield, OH9 employees
- Chicago, IL8 employees
- Tysons Corner, VA6 employees
- Boston, MA5 employees
- Jersey City, NJ5 employees
- Bellevue, WA2 employees
- Omaha, NE2 employees
- St Louis, MO2 employees
- Austin, TX1 employees
- , 1 employees
- Atlanta, GA1 employees
- Henderson, NV1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count surgeChange between filings · filing Mar 30, 2026offices other than the principal office (Item 1.F.5) moved from 97.0 to 198.0 (+104.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was 0.0% (42 comparable advisers, 98.0th percentile of changes)peers: other advisers, under $100M (42) · 98% percentile
What changed
consecutive filings, newest first
- Advisory employees · 987 to 1,375Dec 11, 2025 to Mar 30, 2026
- BD registered reps · 1,032 to 1,393Dec 11, 2025 to Mar 30, 2026
- Employees · 1,042 to 1,457Dec 11, 2025 to Mar 30, 2026
- HQ city · LONE TREE to SAN FRANCISCODec 11, 2025 to Mar 30, 2026
- HQ state · CO to CADec 11, 2025 to Mar 30, 2026
- Other offices · 97 to 198Dec 11, 2025 to Mar 30, 2026
- HQ city · SAN FRANCISCO to LONE TREESep 23, 2025 to Dec 11, 2025
- HQ state · CA to COSep 23, 2025 to Dec 11, 2025
- Accounts · unset to 0.0Dec 2, 2024 to Mar 27, 2025
- Advisory employees · 898 to 987Dec 2, 2024 to Mar 27, 2025
- BD registered reps · 926 to 1,032Dec 2, 2024 to Mar 27, 2025
- Employees · 941 to 1,042Dec 2, 2024 to Mar 27, 2025
- Financial planning clients · More than 500 to More than 500Dec 2, 2024 to Mar 27, 2025
- State-registered IARs · 916 to 1,013Dec 2, 2024 to Mar 27, 2025
- Other offices · 67 to 97Dec 2, 2024 to Mar 27, 2025
- Discretionary RAUM · unset to 0.0Dec 2, 2024 to Mar 27, 2025
- Non-discretionary RAUM · unset to 0.0Dec 2, 2024 to Mar 27, 2025
- RAUM · unset to 0.0Dec 2, 2024 to Mar 27, 2025
- Advisory employees · 801 to 898Nov 29, 2023 to Mar 29, 2024
- BD registered reps · 921 to 926Nov 29, 2023 to Mar 29, 2024
- Employees · 948 to 941Nov 29, 2023 to Mar 29, 2024
- Insurance-licensed employees · 8 to 0Nov 29, 2023 to Mar 29, 2024
- State-registered IARs · 873 to 916Nov 29, 2023 to Mar 29, 2024
- Other offices · 80 to 67Nov 29, 2023 to Mar 29, 2024
- Advisory employees · 720 to 801Sep 29, 2022 to Mar 31, 2023
- BD registered reps · 816 to 921Sep 29, 2022 to Mar 31, 2023
- Employees · 825 to 948Sep 29, 2022 to Mar 31, 2023
- Insurance-licensed employees · 0 to 8Sep 29, 2022 to Mar 31, 2023
- State-registered IARs · 803 to 873Sep 29, 2022 to Mar 31, 2023
- Other offices · 16 to 80Sep 29, 2022 to Mar 31, 2023
- Business name · SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. to SCHWAB WEALTH ADVISORY, INC.Jun 29, 2022 to Sep 29, 2022
- Legal name · SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. to SCHWAB WEALTH ADVISORY, INC.Jun 29, 2022 to Jun 29, 2022
- Advisory employees · 631 to 720Dec 17, 2021 to Mar 30, 2022
- Advisory activities · 2 to 3Dec 17, 2021 to Mar 30, 2022
- BD registered reps · 678 to 816Dec 17, 2021 to Mar 30, 2022
- Assets in custody · $147B to $0Dec 17, 2021 to Mar 30, 2022
- Employees · 699 to 825Dec 17, 2021 to Mar 30, 2022
- Insurance-licensed employees · 1 to 0Dec 17, 2021 to Mar 30, 2022
- State-registered IARs · 631 to 803Dec 17, 2021 to Mar 30, 2022
- Other offices · 11 to 16Dec 17, 2021 to Mar 30, 2022
Signals
60 dated events
- Kristopher Williams registered as an investment adviser representative at Schwab Wealth Advisory, Inc.Sep 15, 2026 · Advisor registered · fact
- Carlos Benitez registered as an investment adviser representative at Schwab Wealth Advisory, Inc.Sep 15, 2026 · Advisor registered · fact
- Bruno Faria Amoroso left Schwab Wealth Advisory, Inc. for Charles Schwab & Co., Inc. (registered 2026-09-03)Sep 2, 2026 · Advisor changed firm · fact
- Ellery Segebart left Schwab Wealth Advisory, Inc. for Empower Advisory Group, Llc (registered 2026-08-11)Aug 6, 2026 · Advisor changed firm · fact
- James Michael Fonville left Schwab Wealth Advisory, Inc. for Cetera Investment Advisers Llc (registered 2026-07-23)Aug 1, 2026 · Advisor changed firm · fact
- Cameron Elias Smith left Schwab Wealth Advisory, Inc. for Commonwealth Financial Network (registered 2026-08-03)Aug 1, 2026 · Advisor changed firm · fact
- Ryan James Jercinovic left Schwab Wealth Advisory, Inc. for Bxm Wealth Llc (registered 2026-07-31)Jul 30, 2026 · Advisor changed firm · fact
- Tyler James Keniston left Schwab Wealth Advisory, Inc. for Charles Schwab & Co., Inc. (registered 2026-07-27)Jul 27, 2026 · Advisor changed firm · fact
- 3 advisors left Vanguard Advisers, Inc. (Scottsdale, AZ) for Schwab Wealth Advisory, Inc. within 14 daysJul 27, 2026 · Team lift-out · derived
- Adam Lee Witty left Schwab Wealth Advisory, Inc. for Cnl Educational Institute, Llc (registered 2026-07-27)Jul 17, 2026 · Advisor changed firm · fact
- Cortney L Khan left Schwab Wealth Advisory, Inc. for Hightower Advisors, Llc (registered 2026-07-13)Jul 10, 2026 · Advisor changed firm · fact
- Eric M Storts left Schwab Wealth Advisory, Inc. for Lpl Financial Llc (registered 2026-06-26)Jul 7, 2026 · Advisor changed firm · fact
- William Robinson left Schwab Wealth Advisory, Inc. for Charles Schwab & Co., Inc. (registered 2026-07-02)Jul 2, 2026 · Advisor changed firm · fact
- Garret William Keibler left Schwab Wealth Advisory, Inc. for Key Investment Services Llc (registered 2026-07-14)Jun 27, 2026 · Advisor changed firm · fact
- John Boris Onufreiczuk left Schwab Wealth Advisory, Inc. for Vanguard Advisers, Inc. (registered 2026-08-04)Jun 27, 2026 · Advisor changed firm · fact
- Philip David Leiby left Schwab Wealth Advisory, Inc. for Edward Jones (registered 2026-06-23)Jun 26, 2026 · Advisor changed firm · fact
- Timothy Allen Bielik left Schwab Wealth Advisory, Inc. for Charles Schwab & Co., Inc. (registered 2026-06-23)Jun 23, 2026 · Advisor changed firm · fact
- Joseph Ryan Ledbetter left Schwab Wealth Advisory, Inc. for Remnant Wealth (registered 2026-06-11)Jun 21, 2026 · Advisor changed firm · fact
- Vincent Michael Gutierrez left Schwab Wealth Advisory, Inc. for Vanguard Advisers, Inc. (registered 2026-08-05)Jun 19, 2026 · Advisor changed firm · fact
- Maurice Simpson Linton left Schwab Wealth Advisory, Inc. for Eagle'S Crest Advisors, Llc (registered 2026-06-25)Jun 16, 2026 · Advisor changed firm · fact
- Robert George Wack left Schwab Wealth Advisory, Inc. for Fifth Third Securities, Inc. (registered 2026-06-09)Jun 12, 2026 · Advisor changed firm · fact
- Sean Patrick Larkins left Schwab Wealth Advisory, Inc. for Stifel, Nicolaus & Company, Incorporated (registered 2026-06-16)Jun 11, 2026 · Advisor changed firm · fact
- Kristi-Anna Celeste Abdoo left Schwab Wealth Advisory, Inc. for Raymond James & Associates, Inc. (registered 2026-06-09)Jun 3, 2026 · Advisor changed firm · fact
- Alexis I Manning left Schwab Wealth Advisory, Inc. for Rbc Capital Markets, Llc (registered 2026-05-22)May 29, 2026 · Advisor changed firm · fact
- Aram Amiryan left Schwab Wealth Advisory, Inc. for Charles Schwab & Co., Inc. (registered 2026-05-21)May 21, 2026 · Advisor changed firm · fact
- Altug Dincturk left Schwab Wealth Advisory, Inc. for Madison Partners (registered 2026-06-03)May 18, 2026 · Advisor changed firm · fact
- Richard Janes left Schwab Wealth Advisory, Inc. for Morgan Stanley (registered 2026-05-29)May 15, 2026 · Advisor changed firm · fact
- Robert Adam Armour left Schwab Wealth Advisory, Inc. for Charles Schwab & Co., Inc. (registered 2026-05-08)May 7, 2026 · Advisor changed firm · fact
- 2 advisors left Strategic Advisers LLC (Boston, MA) for Schwab Wealth Advisory, Inc. within 9 daysMay 7, 2026 · Team lift-out · derived
- Benjamin Napierala left Schwab Wealth Advisory, Inc. for Morgan Stanley (registered 2026-05-18)May 6, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 415-667-7000reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026