DFX Intelligence
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Feed of 09/14/2026
Also filed as A•• L••• W••••••
At current firm
4 y
since Nov 17, 2021
In the industry
34 y
since Dec 27, 1991 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 17, 2021 · Deerfield, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 16, 2007 to May 10, 2007 · Deerfield, Il
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left May 10, 2007, registered Nov 17, 2021 (5305 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address