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Registered advisor
D•••• L• H••••
Feed of 09/14/2026
Also filed as D•••• L•••• K••••••••• K• H••••••••• L•••• H••••••••• K••••••••• L• H••••••••• L• H•••••••
At current firm
6 y
since Sep 18, 2020
In the industry
29 y
since Sep 22, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 18, 2020 · Fort Lauderdale, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 18, 2010 to Sep 22, 2020 · Fort Lauderdale, Fl
- R•• C•••••• M••••••• L•• national BDOct 9, 2009 to Nov 1, 2010 · Fort Lauderdale, Fl
- J• B• H•••••• • C•• unclassifiedApr 9, 2009 to Oct 9, 2009 · Plantation, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 21, 2006 to Apr 6, 2009 · Plantation, Fl
- M••••• S•••••• D• I••• unclassifiedSep 22, 1997 to Aug 22, 2006 · Ft.Lauderdal, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Sep 22, 2020, registered Sep 18, 2020 (-4 days) · Wirehouse to wirehouse · moved with a team
- R•• C•••••• M••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 1, 2010, registered Nov 18, 2010 (17 days) · Affiliated broker-dealer or bank to wirehouse
- J• B• H•••••• • C•• to R•• C•••••• M••••••• L••left Oct 9, 2009, registered Oct 9, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J• B• H•••••• • C••left Apr 6, 2009, registered Apr 9, 2009 (3 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 22, 2006, registered Aug 21, 2006 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address