DFX Intelligence
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Registered advisor
J•••• D•••• W•••••
Feed of 09/14/2026
Also filed as D•••• W••••••• D•••• W•••••
At current firm
9 y
since Mar 1, 2017
In the industry
28 y
since Feb 10, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 1, 2017 · Moore, Ok
- L•• F•••••••• L•• BD affiliatedNov 23, 2015 to Mar 8, 2017 · Oklahoma City, Ok
- V••• F•••••••• A•••••••• I••• BD affiliatedApr 21, 2008 to Apr 30, 2013 · Blanchard, Ok
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 10, 1998 to Apr 18, 2006 · Lexington, Ok
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 8, 2017, registered Mar 1, 2017 (-7 days) · Other
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Apr 30, 2013, registered Nov 23, 2015 (937 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address