DFX Intelligence
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Registered advisor
G••••• J••••• C•••••••
Feed of 09/14/2026
Also filed as J•••• C•••••••
At current firm
16 y
since Nov 6, 2009
In the industry
35 y
since Feb 21, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Nov 6, 2009 · Woodbridge, Nj
- S•••••••• F••••••••• I••• formerOct 31, 2005 to Oct 22, 2009 · Phoenix, Az
- S••••••••• S••••••••• I••• unclassifiedJul 2, 2002 to Oct 31, 2005 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to E•••••••• A•••••••• L••left Oct 22, 2009, registered Nov 6, 2009 (15 days) · Other
- S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address