DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
C••••••••• M•••••• M••••
Feed of 09/14/2026
Also filed as C•••• M•••••• M••••••••• M•••••• M••••••••• M•••••• M••••••••• M•••••• M••••••••• M•••• S•
At current firm
8 y
since Sep 26, 2017
In the industry
35 y
since Feb 20, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 26, 2017 · Henderson, Ky
- R•••••• J•••• • A••••••••• I••• national BDFeb 27, 2009 to Sep 25, 2017 · Evansville, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 18, 2008 to Mar 3, 2009 · Evansville, In
- A• G• E•••••• • S•••• I••• unclassifiedJun 27, 2005 to Jan 22, 2008 · Evansville, In
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 25, 2017, registered Sep 26, 2017 (1 day) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Mar 3, 2009, registered Feb 27, 2009 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 22, 2008, registered Jan 18, 2008 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address