DFX Intelligence
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Registered advisor
D•••••• W••• M•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as D•••••• W••• M•••••
At current firm
2 y
since Oct 4, 2023
In the industry
37 y
since Aug 1, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 4, 2023 · Arlington, Tx
- O•••• W•••••• I••• BD affiliatedSep 1, 2023 to Oct 10, 2023 · Arlington, Tx
- S•••••••• F••••••••• I••• formerMay 27, 2015 to Sep 1, 2023 · Arlington, Tx
- F•••••••• E•••••••• A••••••••• I••• unclassifiedFeb 6, 1998 to Jul 30, 2015 · Arlington, Tx
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Oct 10, 2023, registered Oct 4, 2023 (-6 days) · Affiliated broker-dealer or bank to another
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- F•••••••• E•••••••• A••••••••• I••• to S•••••••• F••••••••• I•••left Jul 30, 2015, registered May 27, 2015 (-64 days) · Other
Signals
- ••• LockedOct 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address