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Registered advisor
C••••••••• R• C•••••••
Feed of 09/14/2026
Also filed as C•••• C••••••••• R••••• C•••••••
At current firm
13 y
since May 17, 2013
In the industry
35 y
since Sep 24, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 17, 2013 · Appleton, Wi
- S•••••• N••••••• • C••••••• I••••••••• national BDAug 14, 2009 to May 20, 2013 · Appleton, Wi
- U•• F•••••••• S••••••• I••• wirehouseOct 22, 2007 to Aug 14, 2009 · Appleton, Wi
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left May 20, 2013, registered May 17, 2013 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Aug 14, 2009, registered Aug 14, 2009 (0 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address