DFX Intelligence
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Registered advisor
J•• D•••••• P••••
Feed of 09/14/2026
At current firm
17 y
since Jan 2, 2009
In the industry
33 y
since Mar 1, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 2, 2009 · Portland, Me
- F•••••••• B•••••• S••••••• C••••••••• unclassifiedNov 29, 2005 to Feb 8, 2019 · Portland, Me
Moves
a registration end followed by a registration begin elsewhere
- F•••••••• B•••••• S••••••• C••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 8, 2019, registered Jan 2, 2009 (-3689 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address